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| | | Common Stock Beneficially Owned | | | | |
Name and Address of Beneficial Owner | | | Number of Shares of Class A Common Stock Beneficially Owned | | | Percent of Class A Common Stock Outstanding | |
Directors and Named Executive Officers (Current Officers) | | | | | | | |
Keith Feldman(1) | | | | | | | |
David T. Hamamoto(2) | | | | | | | |
Jane Reiss(3) | | | | | | | |
Dale Spencer(3) | | | | | | | |
Angela Strand | | | | | | | |
Joseph B. Anderson, Jr. | | | | | | | |
Laura J. Soave | | | | | | | |
Daniel A. Ninivaggi | | | | | | | |
Adam Kroll | | | | | | | |
Jane Ritson-Parsons(4) | | | | | | | |
Named Executive Officers (Former Officers) | | | | | | | |
Stephen S. Burns(5) | | | | | | | |
Thomas V. Canepa(6) | | | | | | | |
Chuan D. (John) Vo(7) | | | | | | | |
All Current Directors and Executive Officers, as a group (12 individuals)(8) | | | | | | | |
Five Percent Holders | | | | | | | |
The Vanguard Group(9) | | | | | | | |
FEE CATEGORY | | | 2020 | | | 2019 | | ||||||
Audit Fees | | | | $ | 950,158 | | | | | $ | — | | |
Audit-Related Fees | | | | | — | | | | | | — | | |
Tax Fees | | | | | — | | | | | | — | | |
All Other Fees | | | | $ | 92,825 | | | | | | — | | |
Total Fees | | | | $ | 1,042,983 | | | | | $ | — | | |
FEE CATEGORY | | | 2020 | | | 2019 | | ||||||
Audit Fees | | | | $ | 67,465 | | | | | $ | 67,465 | | |
Audit-Related Fees | | | | | — | | | | | | — | | |
Tax Fees | | | | | — | | | | | | 3,000 | | |
All Other Fees | | | | | — | | | | | | — | | |
Total Fees | | | | $ | 67,465 | | | | | $ | 70,465 | | |
FEE CATEGORY | | | 2020 | | | 2019 | | ||||||
Audit Fees | | | | $ | — | | | | | $ | 82,000 | | |
Audit-Related Fees | | | | | — | | | | | | — | | |
Tax Fees | | | | | — | | | | | | 7,000 | | |
All Other Fees | | | | | — | | | | | | — | | |
Total Fees | | | | $ | — | | | | | $ | 89,000 | | |
NAMED EXECUTIVE OFFICER AND PRINCIPAL POSITION | | | YEAR | | | SALARY | | | BONUS | | | STOCK AWARDS | | | OPTION AWARDS(1) | | | NON-EQUITY INCENTIVE PLAN COMPENSATION | | | PENSION VALUE AND NQDC EARNINGS | | | ALL OTHER COMPENSATION | | | TOTAL | | |||||||||||||||||||||||||||
Stephen S. Burns Former Chief Executive Officer | | | | | 2020 | | | | | $ | 269,266 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | $ | 269,266 | | |
| | | 2019 | | | | | $ | 99,113 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | $ | 99,113 | | | ||
Phil Richard Schmidt President | | | | | 2020 | | | | | $ | 324,265 | | | | | | — | | | | | | — | | | | | | 88,040 | | | | | | — | | | | | | — | | | | | | — | | | | | $ | 412,305 | | |
Thomas V. Canepa General Counsel & Corporate Secretary | | | | | 2020 | | | | | $ | 292,345 | | | | | | — | | | | | | — | | | | | | 88,040 | | | | | | — | | | | | | — | | | | | | — | | | | | $ | 380,385 | | |
| | | Option Awards(2) | | |||||||||||||||||||||||||||
Name | | | Grant Date | | | Number of Securities Underlying Unexercised Options Exercisable (#) | | | Number of Securities Underlying Unexercised Options Unexercisable (#) | | | Option Exercise Price ($) | | | Option Expiration Date | | |||||||||||||||
Stephen S. Burns | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Phil Richard Schmidt | | | | | 11/1/19(1) | | | | | | 470,254 | | | | | | 232,449 | | | | | $ | 1.79 | | | | | | 10/31/29 | | |
| | | | | 2/14/20(1) | | | | | | 54,528 | | | | | | 26,858 | | | | | $ | 1.79 | | | | | | 2/13/30 | | |
Thomas V. Canepa | | | | | 11/1/19(1) | | | | | | 470,254 | | | | | | 232,449 | | | | | $ | 1.79 | | | | | | 10/31/29 | | |
| | | | | 2/14/20(1) | | | | | | 54,528 | | | | | | 26,858 | | | | | $ | 1.79 | | | | | | 2/13/30 | | |
NAME | | | FEES EARNED OR PAIDIN CASH ($) | | | STOCK AWARDS ($)(1) | | | OPTION AWARDS ($) | | | NON-EQUITY INCENTIVE PLAN COMPENSATION ($) | | | ALL OTHER COMPENSATION | | | TOTAL | | ||||||||||||||||||
Jane Reiss | | | | | — | | | | | $ | 150,880(2) | | | | | | — | | | | | | — | | | | | | — | | | | | $ | 150,880 | | |
Dale Spencer | | | | | — | | | | | $ | 150,880(2) | | | | | | — | | | | | | — | | | | | | — | | | | | $ | 150,880 | | |
| | | Common Stock Beneficially Owned | | | | | | | | |||
Name and Address of Beneficial Owner | | | Number of Shares of Class A Common Stock Beneficially Owned | | | Percent of Class A Common Stock Outstanding | | ||||||
Directors and Named Executive Officers | | | | | | | | | | | | | |
Keith Feldman(1) | | | | | 234,645 | | | | | | * | | |
Michael Gates | | | | | 10,101 | | | | | | * | | |
David T. Hamamoto(2) | | | | | 4,229,135 | | | | | | 2.37% | | |
Mick Kowitz | | | | | 10,060 | | | | | | * | | |
Jane Reiss(3) | | | | | 83,822 | | | | | | * | | |
Martin J. Rucidlo | | | | | 12,535 | | | | | | * | | |
Dale Spencer(3) | | | | | 83,822 | | | | | | * | | |
Angela Strand | | | | | — | | | | | | * | | |
Stephen S. Burns(4) | | | | | 46,351,745 | | | | | | 26.25% | | |
Thomas V. Canepa(5) | | | | | 538,752 | | | | | | * | | |
Phil Richard Schmidt(6) | | | | | 334,148 | | | | | | * | | |
All Current Directors and Executive Officers, as a group (16 individuals)(7) | | | | | 5,676,660 | | | | | | 3.16% | | |
Five Percent Holders | | | | | | | | | | | | | |
Workhorse Group Inc.(8) | | | | | 16,478,402 | | | | | | 9.33% | | |
FMR LLC(9) | | | | | 10,433,286 | | | | | | 5.91% | | |
| | | | LORDSTOWN MOTORS CORP. | |
| | | | By: [Authorized Officer] | |